Primary & Secondary Market Infrastructure

Liquidity for the
markets that need it most

PIPEX is building an ATS infrastructure for primary and secondary trading of restricted securities, exempt offerings, and the private company capital markets that institutional platforms don't serve.

Alternative Trading System Restricted Securities Automated Regulatory Compliance Exempt Offerings Automated Dynamic Valuation FINRA Broker-Dealer Form ATS Secondary Market Liquidity Automated Compliance Engine OTC Infrastructure Alternative Trading System Restricted Securities Automated Regulatory Compliance Exempt Offerings Automated Dynamic Valuation FINRA Broker-Dealer Form ATS Secondary Market Liquidity Automated Compliance Engine OTC Infrastructure

The secondary market for restricted securities is broken

Thousands of OTC-listed companies have no viable path to secondary market liquidity. Shareholders are locked in. Issuers are left vulnerable to predatory PIPE transactions — dilutive deals structured to benefit financiers, not companies.

The tools exist to solve this. The regulatory framework exists. What has been missing is the infrastructure to connect issuers, investors, and broker-dealers in a compliant, automated marketplace.

10K+
OTC-listed companies with no regulated secondary trading venue for their restricted shares
$2T+
Estimated value of restricted and exempt securities with no liquid secondary market
0
Regulated ATS platforms offering automated compliance for restricted and exempt securities transactions

Infrastructure built for primary and secondary trading of restricted securities and exempt offerings

01
Automated Compliance Engine

PIPEX applies a two-layer compliance framework at the transaction level — automated eligibility verification against holding periods, volume limitations, and issuer-specific restrictions, without manual review bottlenecks.

02
Automated Dynamic Valuation

Patented pricing engine applies an adjustable formula to determine transaction pricing based on real-time market parameters and security-specific attributes — executed automatically at the system level, without manual intervention.

03
ATS Order Matching

Orders are matched through a FINRA-registered broker-dealer operating a Form ATS. Every transaction is fully documented, reported, and compliant — giving issuers, sellers, and buyers a regulated marketplace they can trust.


Built for every participant in the restricted securities market

🏢
OTC Issuers

Provide your shareholders with a legitimate secondary market — without surrendering equity in a predatory PIPE. PIPEX gives your stock the infrastructure that institutional-grade companies take for granted.

🏦
Broker-Dealers & ATS Partners

License PIPEX technology or integrate with our platform to offer restricted securities trading to your clients. Built on patented infrastructure designed for compliance-first environments.

📈
Accredited Investors

Access a curated marketplace of restricted and exempt securities with transparent pricing, full compliance documentation, and a regulated trading environment you can rely on.


"The infrastructure for fair secondary markets in restricted securities has been technically feasible for years. We built it."

PIPEX is developed by PipeX LLC, a Fort Lauderdale-based fintech company holding a portfolio of patents covering computer-implemented trading systems for restricted and exempt securities. The PIPEX platform is designed to operate through a FINRA-registered broker-dealer filing a Form ATS — built from the ground up on patented technology with a 2013 priority date.

We are currently in platform development and accepting early partnership inquiries from issuers, broker-dealers, and institutional investors.

📋 US Patents 9,805,419 • 11,017,470 • 12,243,098
🇨🇦 Canadian Patent CA 2,985,424
📅 Priority Date: 2013 — Over a decade of IP development
🏛️ FINRA Broker-Dealer Integration — Form ATS Structure
🔒 Trademark: PIPEX® Registered
📍 Fort Lauderdale, Florida

Request a Demo or Partnership Inquiry

We're in active development and accepting inquiries from issuers, broker-dealers, and accredited investors. Tell us about your situation and we'll be in touch.

All inquiries are confidential. We respond within 2 business days.